DISCRIMINATION IN EMPLOYMENT ON THE
BASIS OF CRIMINAL RECORD


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Submission No. 76 - Law Institute of Victoria

Workplace Relations and Criminal Law Section

Queries regarding this submission should be directed to:

Elizabeth Hayes
(03) 9607 9389
Email: ehayes@liv.asn.au

or

Pradeepa Jayawardena
(03) 9607 9374
Email: pjayawardena@liv.asn.au


1. Introduction

The Human Rights and Equal Opportunity Commission (HREOC) has published a Discussion Paper in relation to discrimination in employment on the basis of criminal record. The goals of the discussion paper were to:

  1. Identify the law and policy in the area of discrimination on the basis of criminal record;
  2. Ascertain some of the practical difficulties faced by both employers and employees when a person with a criminal record seeks to participate in the workforce; and
  3. Seek the views and ideas of all stakeholders as to what needs to be done to eliminate instances of discrimination.

The Law Institute of Victoria (LIV) welcomes the opportunity to comment on the Discussion Paper. The LIV will focus its comments primarily on the practical difficulties faced by employers and employees and issues for the community in general.

2. Executive Summary

The LIV submits that:

  • The position for employers and employees regarding the employment of people with a criminal record needs to be clarified. The LIV supports retaining the ability of employers to take criminal records into account when it affects the 'inherent requirements' of a particular position. However, there needs to be greater clarity about the definition of 'inherent requirements'.
  • Potential employees/employees need to know when a criminal record should be disclosed.
  • Discrimination on the basis of a criminal record frustrates the principles of the Sentencing Act in that if a person is convicted of an indictable offence and suffers the punishment imposed, the punishment has the effect of a pardon.
  • The community benefits from the lawful employment of ex-offenders so protection against discrimination should be provided to encourage their employment.
  • This community benefit has to be balanced with protection of vulnerable members of the community such as children.

3. Practical problems faced by Employers and Employees

The current position is that an employer may only refuse to employ a person if the person's criminal record means that he or she is unable to perform the 'inherent requirements' of the particular job. An issue requiring consideration is when and how a criminal record might prevent an employee being able to fulfil the "inherent requirements" of a particular position. The LIV supports maintaining the current position but acknowledges the practical difficulties that employers face when trying to apply the test in their workplaces.

Some occupations have their own regulations or guidelines about the inherent requirements of the job, such as police officers or persons working with children. However, outside those specific examples, there is very little guidance for employers as to what constitutes a position's inherent requirements. Courts and tribunals have been reluctant to provide sufficient detail about what constitutes inherent requirements which means employers are forced to rely on a set of vague principles (see pages 18 - 19 of the Discussion Paper).

For example, in the legal profession if a person with a criminal record is successful in obtaining a practising certificate, a prospective employer may be concerned that a person who is convicted of theft cannot fulfil the inherent requirements of a position that involves handling trust monies. It would be difficult for an employer to determine whether or not the conviction would prevent the person from carrying out the inherent requirements of a legal position despite their having obtained a practising certificate.

4. Discrimination based criminal record complaints under HREOC Regulations

A further issue is the outcome of complaints about discrimination on the basis of a criminal record. "Criminal record" is included in the definition of discrimination under section 4 of the HREOC Regulations. However, a complainant's remedy where a matter can not be conciliated is limited to HREOC preparing a report with recommendations for the Attorney General to table in Federal Parliament. The employer can ignore these recommendations, as they are not legally enforceable. The value of being able to bring a complaint in these circumstances is therefore questionable.

This situation is different from complaints relating to discrimination on the grounds of sex, race or disability where if the matter is not conciliatable then an applicant can issue proceedings in the Federal Court or Federal Magistrates Court.

5. Definition of criminal conviction

A further issue is what is to be included in the definition of criminal conviction for the purposes of the anti-discrimination legislation.

Many of the "spent conviction" jurisdictions in Australia exclude crimes such as sexual offences. Many States have made specific provisions in relation to certain offences and prospective positions in the community, for example, sex offenders and working with children. The policy is that discriminatory practices should only be permitted in limited circumstances where it is necessary to protect vulnerable members of our community. The LIV agrees with that policy.

The LIV acknowledges the research referred to in the Discussion Paper that people with certain attributes are over-represented in the criminal justice system such as young men or indigenous Australians. This contributes to the greater levels of unemployment in these groups.

6. Community issues

When reviewing the issue of the employment of ex-offenders, it is necessary to consider certain competing interests. Society benefits when ex-offenders obtain lawful employment, however vulnerable members of the community must also be protected from potential harm.

The LIV made submissions recommending the introduction of "spent conviction" legislation to the Victorian Government in 2000 and again in 2004. The issue is still under consideration by the Victorian Government Without "spent conviction" legislation in Victoria, there is significant uncertainty on the part of employers as to whether a criminal record is a relevant factor in the selection of employees. On the other hand, employees are unsure whether or not a criminal record should be disclosed to prospective employers.

Discrimination based on a person's prior criminal history tends to frustrate sentencing laws. According to section 88 of the Sentencing Act 1991(Vic), if a person is convicted of an indictable offence and suffers the punishment imposed, the punishment has the effect of a pardon. Discrimination beyond the end of the sentence leaves further punishment at large and unsupervised.

Without anti-discrimination provisions, the community has no guidance as to how it may deal with an ex-offender's past. Some offences will be relevant to prospective employment. But to an untrained or unsympathetic eye, any criminal offences may be interpreted as a good reason not to employ someone. Many forms of criminal behaviour are unrelated to whether a person would make a good employee.

The community benefits from the rehabilitation of offenders. Employment and work necessarily involves a redirection of an ex-offender's energies towards lawful ends. This will likely be of benefit to the ex-offender by providing them with wages and social approval. The community will benefit by the product of the work. Leaving ex-offenders unprotected in relation to employment discrimination has consequent risks to the community as a whole.

With the exclusion of the inherent requirements of a position, the LIV supports the prohibition of discrimination in employment on the basis of a criminal record. To discriminate on the basis of criminal record in employment is to re-punish an offender when he has already been dealt with according to the law. There are limited circumstances in which a person's criminal record is relevant in determining suitability for an employment position. These relate primarily to the need to protect vulnerable members of the community such as children.

 

© Human Rights and Equal Opportunity Commission. Last updated 20 April 2005.
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